Unclaimed Profile

Arthur L Baptist

SEA CLIFF PARTNERS MANAGEMENT, LP·SAN FRANCISCO, California

Clean recordSEA CLIFF PARTNERS MANAGEMENT, LP

505 SANSOME STREET, SAN FRANCISCO, CA 94111CRD# 5948935Firm CRD# 316909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Arthur L Baptist · SAN FRANCISCO, CA

Registration

CRD #5948935 · SEA CLIFF PARTNERS MANAGEMENT, LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Arthur L Baptist is a registered financial advisor based in SAN FRANCISCO, California, affiliated with SEA CLIFF PARTNERS MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SEA CLIFF PARTNERS MANAGEMENT, LP

AUM

$311M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SEA CLIFF PARTNERS MANAGEMENT, LP →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5948935

Firm CRD# 316909

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur L Baptist offer?

Arthur L Baptist specializes in Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Arthur L Baptist's credentials?

Arthur L Baptist is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Arthur L Baptist located?

Arthur L Baptist is based in SAN FRANCISCO, California, working with SEA CLIFF PARTNERS MANAGEMENT, LP. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Arthur L Baptist charge for services?

Arthur L Baptist's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEA CLIFF PARTNERS MANAGEMENT, LP?

SEA CLIFF PARTNERS MANAGEMENT, LP has approximately 7 employees and manages $311M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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