AdvisorOS Directory
Claim Profile
PS

Philip Edwin Smith

SWP FINANCIAL LLC·SAN DIEGO, California
Unclaimed Profile
3655 NOBEL DR., SAN DIEGO, CA 92122CRD# 4231653Firm CRD# 327885
01

About

Philip Edwin Smith is a registered financial advisor based in SAN DIEGO, California, affiliated with SWP FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SWP FINANCIAL LLC
SALIENT WEALTH PLANNING
AUM
$159M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SWP FINANCIAL LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4231653
Firm CRD# 327885
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Philip Edwin Smith offer?
Philip Edwin Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.
What are Philip Edwin Smith's credentials?
Philip Edwin Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Edwin Smith located?
Philip Edwin Smith is based in SAN DIEGO, California, working with SWP FINANCIAL LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does Philip Edwin Smith charge for services?
Philip Edwin Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWP FINANCIAL LLC?
SWP FINANCIAL LLC has approximately 4 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in SAN DIEGO, California

Nicolette Irisa Denney
KEYSTONE CAPITAL CORPORATION·SAN DIEGO, CA
Mary Kathryn Simonson
CUSO FINANCIAL SERVICES, L.P.·SAN DIEGO, CA
Joel Elliot Marks
FIRST ALLIED SECURITIES, INC.·SAN DIEGO, CA
Caroline A Barberio
MISSION VENTURES OPERATING COMPANY, LLC·SAN DIEGO, CA
Mark David Quinn
FIRST ALLIED SECURITIES, INC.·SAN DIEGO, CA
Eric Bart Nettere
WASHINGTON WEALTH MANAGEMENT, LLC·SAN DIEGO, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)PALO ALTO (715)NEWPORT BEACH (631)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)PASADENA (247)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuidePALO ALTO GuideNEWPORT BEACH Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile