Unclaimed Profile

Tony C Lim

IBAA·SAN BERNARDINO, California

SIE, Series 4, Series 7, Series 24, Series 55, Series 63, Series 65Clean record11 years registeredIBAA

250 N G STREET, SAN BERNARDINO, CA 92410CRD# 2234601Firm CRD# 283263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tony C Lim · SAN BERNARDINO, CA

Registration

CRD #2234601 · IBAA · 11 years registered

Brand Profile

Not yet started

Career History

D'ARCY WEALTH MANAGEMENT, INC. - A CALIFORNIA CORPORATION

Feb 2023 – present

TRUE COLORS INVESTING, LLC

Jan 2018 – Feb 2021

PASADENA, CA

IBAA

Sep 2016 – Jan 2018

SAN BERNARDINO, CA

TRUE COLORS INVESTING, LLC

Oct 2014 – Mar 2016

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · October 7, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IBAA

CRD 283263 · SEC 801-107430

AUM

$50K

Regulatory assets under management

Employees

12 client accounts

Services offered by IBAA

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at IBAA →

Introduction

Speak with Tony

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tony is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN BERNARDINO?

Browse all registered financial advisors in SAN BERNARDINO, California or claim this profile if it's yours.

Browse SAN BERNARDINO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Tony C Lim offer?

Tony C Lim specializes in Investment Management, Fee-Only Advisory. Contact their office in SAN BERNARDINO, California for a consultation.

What are Tony C Lim's credentials?

Tony C Lim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tony C Lim located?

Tony C Lim is based in SAN BERNARDINO, California, working with IBAA. Their office serves clients in the SAN BERNARDINO metropolitan area and surrounding communities.

How does Tony C Lim charge for services?

Tony C Lim's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IBAA?

IBAA has approximately 3 employees and manages $50K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →