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Michael Lawrence Staines

STAINES FINANCIAL, LLC·ROSEVILLE, California
SIE, Series 6, Series 22, Series 63Clean recordSTAINES FINANCIAL, LLC
1420 ROCKY RIDGE DRIVE, ROSEVILLE, CA 95661CRD# 5303142Firm CRD# 299405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Lawrence Staines · ROSEVILLE, CA
Registration
CRD #5303142 · STAINES FINANCIAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 22
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
STAINES FINANCIAL, LLC
CRD 299405 · SEC 801-114428
AUM
$182M
Regulatory assets under management
Employees
4
359 client accounts
Services offered by STAINES FINANCIAL, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at STAINES FINANCIAL, LLC →
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Frequently Asked Questions

What services does Michael Lawrence Staines offer?
Michael Lawrence Staines specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in ROSEVILLE, California for a consultation.
What are Michael Lawrence Staines's credentials?
Michael Lawrence Staines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Lawrence Staines located?
Michael Lawrence Staines is based in ROSEVILLE, California, working with STAINES FINANCIAL, LLC. Their office serves clients in the ROSEVILLE metropolitan area and surrounding communities.
How does Michael Lawrence Staines charge for services?
Michael Lawrence Staines's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STAINES FINANCIAL, LLC?
STAINES FINANCIAL, LLC has approximately 4 employees and manages $182M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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