Unclaimed Profile

Alex D. Rocca

DCA FAMILY OFFICE, LLC·ROSEVILLE, California

Clean recordDCA FAMILY OFFICE, LLC

3721 DOUGLAS BLVD, ROSEVILLE, CA 95661CRD# 7738539Firm CRD# 322047

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex D. Rocca · ROSEVILLE, CA

Registration

CRD #7738539 · DCA FAMILY OFFICE, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Alex D. Rocca is a registered financial advisor based in ROSEVILLE, California, affiliated with DCA FAMILY OFFICE, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

DCA FAMILY OFFICE, LLC

AUM

$139M

Regulatory assets under management

Employees

Total firm employees

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Services

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 7738539

Firm CRD# 322047

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Frequently Asked Questions

What services does Alex D. Rocca offer?

Alex D. Rocca specializes in Wealth Management. Contact their office in ROSEVILLE, California for a consultation.

What are Alex D. Rocca's credentials?

Alex D. Rocca is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex D. Rocca located?

Alex D. Rocca is based in ROSEVILLE, California, working with DCA FAMILY OFFICE, LLC. Their office serves clients in the ROSEVILLE metropolitan area and surrounding communities.

How does Alex D. Rocca charge for services?

Alex D. Rocca's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DCA FAMILY OFFICE, LLC?

DCA FAMILY OFFICE, LLC has approximately 18 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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