Unclaimed Profile

Scott Randall Smith

SQN INVESTORS LP·REDWOOD CITY, California

Clean recordSQN INVESTORS LP

303 TWIN DOLPHIN DRIVE, REDWOOD CITY, CA 94065CRD# 2943398Firm CRD# 171505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Randall Smith · REDWOOD CITY, CA

Registration

CRD #2943398 · SQN INVESTORS LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Scott Randall Smith is a registered financial advisor based in REDWOOD CITY, California, affiliated with SQN INVESTORS LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SQN INVESTORS LP

AUM

$279M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at SQN INVESTORS LP →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Other: PERFORMANCED BASED PROFIT ALLOCATION

Regulatory

SEC/IARD CRD# 2943398

Firm CRD# 171505

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Scott Randall Smith offer?

Scott Randall Smith specializes in Retirement Planning. Contact their office in REDWOOD CITY, California for a consultation.

What are Scott Randall Smith's credentials?

Scott Randall Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Randall Smith located?

Scott Randall Smith is based in REDWOOD CITY, California, working with SQN INVESTORS LP. Their office serves clients in the REDWOOD CITY metropolitan area and surrounding communities.

How does Scott Randall Smith charge for services?

Scott Randall Smith's firm is compensated through percentage of aum, other: performanced based profit allocation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SQN INVESTORS LP?

SQN INVESTORS LP is a registered investment adviser with the SEC, managing $279M in regulatory assets under management. See their Form ADV for full details.

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