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James Benno Rosenwald

ROSENWALD CAPITAL MANAGEMENT, INC.·REDONDO BEACH, California
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121 WEST TORRANCE BLVD., REDONDO BEACH, CA 90277CRD# 6860204Firm CRD# 290118
01

About

James Benno Rosenwald is a registered financial advisor based in REDONDO BEACH, California, affiliated with ROSENWALD CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
ROSENWALD CAPITAL MANAGEMENT, INC.
ROSENWALD CAPITAL MANAGEMENT, INC.
AUM
$168M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at ROSENWALD CAPITAL MANAGEMENT, INC. →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6860204
Firm CRD# 290118
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Benno Rosenwald offer?
James Benno Rosenwald specializes in Retirement Planning, Wealth Management. Contact their office in REDONDO BEACH, California for a consultation.
What are James Benno Rosenwald's credentials?
James Benno Rosenwald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Benno Rosenwald located?
James Benno Rosenwald is based in REDONDO BEACH, California, working with ROSENWALD CAPITAL MANAGEMENT, INC.. Their office serves clients in the REDONDO BEACH metropolitan area and surrounding communities.
How does James Benno Rosenwald charge for services?
James Benno Rosenwald's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSENWALD CAPITAL MANAGEMENT, INC.?
ROSENWALD CAPITAL MANAGEMENT, INC. has approximately 6 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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