Unclaimed Profile

Eric Seiji Toya

NAVIGOE, LLC·REDONDO BEACH, California

Series 6, Series 7, Series 63, Series 65, Series 66Clean record21 years registeredNAVIGOE, LLC

417 BERYL STREET, REDONDO BEACH, CA 90277CRD# 2827008Firm CRD# 168716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Seiji Toya · REDONDO BEACH, CA

Registration

CRD #2827008 · NAVIGOE, LLC · 21 years registered

Brand Profile

Not yet started

Career History

NAVIGOE, LLC

Nov 2013 – present

TROVENA, LLC.

Jan 2012 – Dec 2013

REDONDO BEACH, CA

TROVENA INVESTMENT ADVISORS

Mar 2008 – Aug 2013

REDONDO BEACH, CA

LEONARD WEALTH MANAGEMENT, INC.

Jan 2008 – Mar 2009

REDONDO BEACH, CA

CHURCHILL MANAGEMENT GROUP

Mar 2005 – Jul 2007

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · March 18, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NAVIGOE, LLC

CRD 168716 · SEC 801-78471

AUM

$317M

Regulatory assets under management

Employees

572 client accounts

Services offered by NAVIGOE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NAVIGOE, LLC →

Introduction

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Frequently Asked Questions

What services does Eric Seiji Toya offer?

Eric Seiji Toya specializes in Financial Planning, Investment Management. Contact their office in REDONDO BEACH, California for a consultation.

What are Eric Seiji Toya's credentials?

Eric Seiji Toya is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Seiji Toya located?

Eric Seiji Toya is based in REDONDO BEACH, California, working with NAVIGOE, LLC. Their office serves clients in the REDONDO BEACH metropolitan area and surrounding communities.

How does Eric Seiji Toya charge for services?

Eric Seiji Toya's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NAVIGOE, LLC?

NAVIGOE, LLC has approximately 3 employees and manages $317M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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