Unclaimed Profile

Joe Chang

KAIROS INVESTMENT MANAGEMENT COMPANY, LLC·RANCHO SANTA MARGARITA, California

Clean recordKAIROS INVESTMENT MANAGEMENT COMPANY, LLC

30342 ESPERANZA, RANCHO SANTA MARGARITA, CA 92688-2118CRD# 6027515Firm CRD# 161321

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joe Chang · RANCHO SANTA MARGARITA, CA

Registration

CRD #6027515 · KAIROS INVESTMENT MANAGEMENT COMPANY, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Joe Chang is a registered financial advisor based in RANCHO SANTA MARGARITA, California, affiliated with KAIROS INVESTMENT MANAGEMENT COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

KAIROS INVESTMENT MANAGEMENT COMPANY, LLC

KAIROS

AUM

$989M

Regulatory assets under management

Employees

Total firm employees

View all advisors at KAIROS INVESTMENT MANAGEMENT COMPANY, LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Other: PERCENTAGE OF CAPITAL INVESTED OR COMMITTED

Regulatory

SEC/IARD CRD# 6027515

Firm CRD# 161321

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joe Chang offer?

Joe Chang specializes in Retirement Planning. Contact their office in RANCHO SANTA MARGARITA, California for a consultation.

What are Joe Chang's credentials?

Joe Chang is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joe Chang located?

Joe Chang is based in RANCHO SANTA MARGARITA, California, working with KAIROS INVESTMENT MANAGEMENT COMPANY, LLC. Their office serves clients in the RANCHO SANTA MARGARITA metropolitan area and surrounding communities.

How does Joe Chang charge for services?

Joe Chang's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: percentage of capital invested or committed. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAIROS INVESTMENT MANAGEMENT COMPANY, LLC?

KAIROS INVESTMENT MANAGEMENT COMPANY, LLC has approximately 58 employees and manages $989M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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