Unclaimed Profile

James Alfred Jones

CALTIER ADVISORS, LLC·POWAY, California

Series 7, Series 63, Series 65Clean recordCALTIER ADVISORS, LLC

14269 DANIELSON ST., POWAY, CA 92064CRD# 2468009Firm CRD# 317263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Alfred Jones · POWAY, CA

Registration

CRD #2468009 · CALTIER ADVISORS, LLC

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CALTIER ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

Jan 2026 – Jul 2026

Phoenix, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 29, 2026

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CALTIER ADVISORS, LLC

CRD 317263 · SEC 801-123596

AUM

$7M

Regulatory assets under management

Employees

2,304 client accounts

Services offered by CALTIER ADVISORS, LLC

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at CALTIER ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in POWAY?

Browse all registered financial advisors in POWAY, California or claim this profile if it's yours.

Browse POWAY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Alfred Jones offer?

James Alfred Jones specializes in Retirement Planning, Fee-Only Advisory.

What are James Alfred Jones's credentials?

James Alfred Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Alfred Jones located?

James Alfred Jones is based in POWAY, California, last registered with CALTIER ADVISORS, LLC.

How does James Alfred Jones charge for services?

James Alfred Jones's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CALTIER ADVISORS, LLC?

CALTIER ADVISORS, LLC has approximately 4 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →