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James Frederick Connor

CLUAIN-ERAIRD EQUITY INVESTORS, LLC·PORTOLA VALLEY, California
Series 65Clean record20 years registeredCLUAIN-ERAIRD EQUITY INVESTORS, LLC
1 CREEK PARK DR., PORTOLA VALLEY, CA 94028-8000CRD# 4989298Firm CRD# 136234

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Frederick Connor · PORTOLA VALLEY, CA
Registration
CRD #4989298 · CLUAIN-ERAIRD EQUITY INVESTORS, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CLUAIN-ERAIRD EQUITY INVESTORS, LLC
CLUAIN-ERAIRD EQUITY INVESTORS, LLC
Nov 2005 – Dec 2019
MENLO PARK, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 3, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Introduction

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Frequently Asked Questions

What services does James Frederick Connor offer?
James Frederick Connor is a registered financial advisor in PORTOLA VALLEY, California.
What are James Frederick Connor's credentials?
James Frederick Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Frederick Connor located?
James Frederick Connor is based in PORTOLA VALLEY, California, last registered with CLUAIN-ERAIRD EQUITY INVESTORS, LLC.
How large is CLUAIN-ERAIRD EQUITY INVESTORS, LLC?
CLUAIN-ERAIRD EQUITY INVESTORS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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