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William Daniel Oberman

DAVID R. RAHN & ASSOCIATES INC.·PORT OF REDWOOD CITY, California
Series 3Clean record15 years registeredDAVID R. RAHN & ASSOCIATES INC.
495 SEAPORT COURT STE 106, PORT OF REDWOOD CITY, CA 94063-2785CRD# 2411446Firm CRD# 107501

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Daniel Oberman · PORT OF REDWOOD CITY, CA
Registration
CRD #2411446 · DAVID R. RAHN & ASSOCIATES INC. · 15 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: DAVID R. RAHN & ASSOCIATES INC.
AVALON CAPITAL MANAGEMENT
May 2011 – Jan 2024
PORT OF REDWOOD CITY, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Registration record
First registered · May 16, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AVALON CAPITAL MANAGEMENT
CRD 107501 · SEC 801-41657
AUM
$400M
Regulatory assets under management
Employees
3
443 client accounts
Services offered by AVALON CAPITAL MANAGEMENT
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AVALON CAPITAL MANAGEMENT →
Introduction

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Frequently Asked Questions

What services does William Daniel Oberman offer?
William Daniel Oberman specializes in Financial Planning, Investment Management.
What are William Daniel Oberman's credentials?
William Daniel Oberman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Daniel Oberman located?
William Daniel Oberman is based in PORT OF REDWOOD CITY, California, last registered with DAVID R. RAHN & ASSOCIATES INC..
How does William Daniel Oberman charge for services?
William Daniel Oberman's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVID R. RAHN & ASSOCIATES INC.?
DAVID R. RAHN & ASSOCIATES INC. has approximately 3 employees and manages $400M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DAVID R. RAHN & ASSOCIATES INC.

Clara Basile
PORT OF REDWOOD CITY, CA
Ross Norman Revenaugh
PORT OF REDWOOD CITY, CA

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