Unclaimed Profile

Sean Thomas O'bannon

TMFS-SAN FRANCISCO-OAKLAND, LLC·PLEASANTON, California

Series 7, Series 31, Series 63, Series 65Clean record25 years registeredTMFS-SAN FRANCISCO-OAKLAND, LLC

5684 STONERIDGE DRIVE, SUITE A, PLEASANTON, CA 94588CRD# 4316870Firm CRD# 134173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Thomas O'bannon · PLEASANTON, CA

Registration

CRD #4316870 · TMFS-SAN FRANCISCO-OAKLAND, LLC · 25 years registered

Brand Profile

Not yet started

Career History

EDELMAN FINANCIAL ENGINES

Nov 2016 – present

FINANCIAL ENGINES ADVISOR CENTER, LLC

Jul 2013 – Nov 2016

PLEASANTON, CA

TMFS-SAN FRANCISCO-OAKLAND, LLC

Feb 2007 – Jul 2013

PLEASANTON, CA

RAYMOND JAMES FINANCIAL SERVICES

Oct 2006 – Oct 2006

LARKSPUR, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2004 – Jun 2006

FREMONT, CA

MORGAN STANLEY

Apr 2001 – Jan 2003

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · April 4, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TMFS-SAN FRANCISCO-OAKLAND, LLC

CRD 134173 · SEC 801-63916

AUM

$249M

Regulatory assets under management

Employees

1,215 client accounts

Services offered by TMFS-SAN FRANCISCO-OAKLAND, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TMFS-SAN FRANCISCO-OAKLAND, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Thomas O'bannon offer?

Sean Thomas O'bannon specializes in Financial Planning, Investment Management. Contact their office in PLEASANTON, California for a consultation.

What are Sean Thomas O'bannon's credentials?

Sean Thomas O'bannon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Thomas O'bannon located?

Sean Thomas O'bannon is based in PLEASANTON, California, working with TMFS-SAN FRANCISCO-OAKLAND, LLC. Their office serves clients in the PLEASANTON metropolitan area and surrounding communities.

How does Sean Thomas O'bannon charge for services?

Sean Thomas O'bannon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TMFS-SAN FRANCISCO-OAKLAND, LLC?

TMFS-SAN FRANCISCO-OAKLAND, LLC has approximately 3 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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