Unclaimed Profile

Ramana Rao

99RISES INC.·PLEASANTON, California

Series 65Clean record5 years registered99RISES INC.

6701 KOLL CENTER PARKWAY, PLEASANTON, CA 94566CRD# 7269523Firm CRD# 309803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ramana Rao · PLEASANTON, CA

Registration

CRD #7269523 · 99RISES INC. · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 99RISES INC.

99RISES INC.

Dec 2020 – Dec 2023

PLEASANTON, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 23, 2020

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

99RISES INC.

CRD 309803 · SEC 801-119385

AUM

$539K

Regulatory assets under management

Employees

54 client accounts

Services offered by 99RISES INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at 99RISES INC. →

Introduction

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Frequently Asked Questions

What services does Ramana Rao offer?

Ramana Rao specializes in Investment Management, Fee-Only Advisory.

What are Ramana Rao's credentials?

Ramana Rao is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ramana Rao located?

Ramana Rao is based in PLEASANTON, California, last registered with 99RISES INC..

How does Ramana Rao charge for services?

Ramana Rao's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 99RISES INC.?

99RISES INC. has approximately 3 employees and manages $539K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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