Unclaimed Profile

Margaret Fluck Smith

PLEASANTON FINANCIAL ADVISORS, LLC·PLEASANTON, California

Clean recordPLEASANTON FINANCIAL ADVISORS, LLC

1811 SANTA RITA RD, SUITE 211, PLEASANTON, CA 94566CRD# 4820144Firm CRD# 132160

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret Fluck Smith · PLEASANTON, CA

Registration

CRD #4820144 · PLEASANTON FINANCIAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Margaret Fluck Smith is a registered financial advisor based in PLEASANTON, California, affiliated with PLEASANTON FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

PLEASANTON FINANCIAL ADVISORS, LLC

PLEASANTON FINANCIAL ADVISORS

AUM

$80M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PLEASANTON FINANCIAL ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Subscription fees

Regulatory

SEC/IARD CRD# 4820144

Firm CRD# 132160

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Margaret Fluck Smith offer?

Margaret Fluck Smith specializes in Financial Planning, Investment Management. Contact their office in PLEASANTON, California for a consultation.

What are Margaret Fluck Smith's credentials?

Margaret Fluck Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaret Fluck Smith located?

Margaret Fluck Smith is based in PLEASANTON, California, working with PLEASANTON FINANCIAL ADVISORS, LLC. Their office serves clients in the PLEASANTON metropolitan area and surrounding communities.

How does Margaret Fluck Smith charge for services?

Margaret Fluck Smith's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLEASANTON FINANCIAL ADVISORS, LLC?

PLEASANTON FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $80M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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