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Margaret Fluck Smith

PLEASANTON FINANCIAL ADVISORS, LLC·PLEASANTON, California
Unclaimed Profile
1811 SANTA RITA RD, SUITE 211, PLEASANTON, CA 94566CRD# 4820144Firm CRD# 132160
01

About

Margaret Fluck Smith is a registered financial advisor based in PLEASANTON, California, affiliated with PLEASANTON FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PLEASANTON FINANCIAL ADVISORS, LLC
PLEASANTON FINANCIAL ADVISORS
AUM
$80M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at PLEASANTON FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Subscription fees
Regulatory
SEC/IARD CRD# 4820144
Firm CRD# 132160
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Margaret Fluck Smith offer?
Margaret Fluck Smith specializes in Financial Planning, Investment Management. Contact their office in PLEASANTON, California for a consultation.
What are Margaret Fluck Smith's credentials?
Margaret Fluck Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Margaret Fluck Smith located?
Margaret Fluck Smith is based in PLEASANTON, California, working with PLEASANTON FINANCIAL ADVISORS, LLC. Their office serves clients in the PLEASANTON metropolitan area and surrounding communities.
How does Margaret Fluck Smith charge for services?
Margaret Fluck Smith's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PLEASANTON FINANCIAL ADVISORS, LLC?
PLEASANTON FINANCIAL ADVISORS, LLC has approximately 6 employees and manages $80M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Florentina Gabriel Gibson — FINANCIAL PERSPECTIVESBrian Glenn Frazier — ADERO PARTNERS, LLCGary Richard Smith — PLEASANTON FINANCIAL ADVISORS, LLCMark Alan Janer — PLEASANTON FINANCIAL ADVISORS, LLCGrant Konstantinovich Ter-Avanesyan — GRANT PRIVATE WEALTH MANAGEMENT, INC.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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