Unclaimed Profile

Charles Dana Gibson

FINANCIAL PERSPECTIVES·PLEASANTON, California

Series 7, Series 66Clean record15 years registeredFINANCIAL PERSPECTIVES

7011 KOLL CENTER PARKWAY, PLEASANTON, CA 94566CRD# 4137796Firm CRD# 111240

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Dana Gibson · PLEASANTON, CA

Registration

CRD #4137796 · FINANCIAL PERSPECTIVES · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL PERSPECTIVES

SEA LANE ADVISORY, LLC

Apr 2011 – Jan 2015

PLEASANTON, CA

FINANCIAL PERSPECTIVES

Jan 2011 – Dec 2020

FREMONT, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 10, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL PERSPECTIVES

CRD 111240 · SEC 801-63811

AUM

$66M

Regulatory assets under management

Employees

294 client accounts

Services offered by FINANCIAL PERSPECTIVES

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL PERSPECTIVES →

Introduction

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Frequently Asked Questions

What services does Charles Dana Gibson offer?

Charles Dana Gibson specializes in Financial Planning, Investment Management.

What are Charles Dana Gibson's credentials?

Charles Dana Gibson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Dana Gibson located?

Charles Dana Gibson is based in PLEASANTON, California, last registered with FINANCIAL PERSPECTIVES.

How does Charles Dana Gibson charge for services?

Charles Dana Gibson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PERSPECTIVES?

FINANCIAL PERSPECTIVES has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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