Unclaimed Profile

Joseph Andrew Germain

FIRST QUADRANT LP·PASADENA, California

FIRST QUADRANT LP

800 EAST COLORADO BLVD, PASADENA, CA 91101CRD# 2161969Firm CRD# 106698

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Andrew Germain · PASADENA, CA

Registration

CRD #2161969 · FIRST QUADRANT LP

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Joseph Andrew Germain is a registered financial advisor based in PASADENA, California, affiliated with FIRST QUADRANT LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

FIRST QUADRANT, LLC

AUM

$10.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at FIRST QUADRANT, LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2161969

Firm CRD# 106698

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joseph Andrew Germain offer?

Joseph Andrew Germain specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Joseph Andrew Germain's credentials?

Joseph Andrew Germain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Andrew Germain located?

Joseph Andrew Germain is based in PASADENA, California, working with FIRST QUADRANT LP. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Joseph Andrew Germain charge for services?

Joseph Andrew Germain's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST QUADRANT LP?

FIRST QUADRANT LP has approximately 53 employees and manages $10.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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