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Joseph Andrew Germain

FIRST QUADRANT LP·PASADENA, California
Unclaimed Profile
800 EAST COLORADO BLVD, PASADENA, CA 91101CRD# 2161969Firm CRD# 106698
01

About

Joseph Andrew Germain is a registered financial advisor based in PASADENA, California, affiliated with FIRST QUADRANT LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
FIRST QUADRANT, LLC
FIRST QUADRANT, LLC
AUM
$10.5B
Regulatory assets under management
Employees
53
Total firm employees
View all advisors at FIRST QUADRANT, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2161969
Firm CRD# 106698
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Andrew Germain offer?
Joseph Andrew Germain specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Joseph Andrew Germain's credentials?
Joseph Andrew Germain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Andrew Germain located?
Joseph Andrew Germain is based in PASADENA, California, working with FIRST QUADRANT LP. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Joseph Andrew Germain charge for services?
Joseph Andrew Germain's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST QUADRANT LP?
FIRST QUADRANT LP has approximately 53 employees and manages $10.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
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City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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