Unclaimed Profile

Jia Ye

FIRST QUADRANT, LLC·PASADENA, California

FIRST QUADRANT, LLC

800 EAST COLORADO BLVD, PASADENA, CA 91101CRD# 4352560Firm CRD# 106698

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jia Ye · PASADENA, CA

Registration

CRD #4352560 · FIRST QUADRANT, LLC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Jia Ye is a registered financial advisor based in PASADENA, California, affiliated with FIRST QUADRANT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

FIRST QUADRANT, LLC

AUM

$10.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at FIRST QUADRANT, LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4352560

Firm CRD# 106698

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Jia Ye offer?

Jia Ye specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Jia Ye's credentials?

Jia Ye is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jia Ye located?

Jia Ye is based in PASADENA, California, working with FIRST QUADRANT, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Jia Ye charge for services?

Jia Ye's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST QUADRANT, LLC?

FIRST QUADRANT, LLC has approximately 53 employees and manages $10.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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