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Dianne Michele Nixon

ASCEND FINANCIAL CONSULTANTS, INC.·PASADENA, California
Unclaimed Profile
790 E COLORADO BLVD, PASADENA, CA 91101CRD# 2221782Firm CRD# 289183
01

About

Dianne Michele Nixon is a registered financial advisor based in PASADENA, California, affiliated with ASCEND FINANCIAL CONSULTANTS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ASCEND FINANCIAL CONSULTANTS, INC.
ASCEND FINANCIAL CONSULTANTS, INC.
AUM
$145M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ASCEND FINANCIAL CONSULTANTS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: REVENUE SHARING. FINANCIAL INSTITUTION CONSULTING SERVICES
Regulatory
SEC/IARD CRD# 2221782
Firm CRD# 289183
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dianne Michele Nixon offer?
Dianne Michele Nixon specializes in Financial Planning, Investment Management. Contact their office in PASADENA, California for a consultation.
What are Dianne Michele Nixon's credentials?
Dianne Michele Nixon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dianne Michele Nixon located?
Dianne Michele Nixon is based in PASADENA, California, working with ASCEND FINANCIAL CONSULTANTS, INC.. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Dianne Michele Nixon charge for services?
Dianne Michele Nixon's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing. financial institution consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCEND FINANCIAL CONSULTANTS, INC.?
ASCEND FINANCIAL CONSULTANTS, INC. has approximately 2 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ASCEND FINANCIAL CONSULTANTS, INC.

Stephanie Ann Dewitt
PASADENA, CA

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Research
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