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James Paul Record

NELSON CAPITAL MANAGEMENT, LLC·PALO ALTO, California
Unclaimed Profile
1860 EMBARCADERO ROAD, SUITE 140, PALO ALTO, CA 94303-3320CRD# 4455403Firm CRD# 123513
01

About

James Paul Record is a registered financial advisor based in PALO ALTO, California, affiliated with NELSON CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
NELSON CAPITAL MANAGEMENT, LLC
NELSON CAPITAL MANAGEMENT
AUM
$1.9B
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at NELSON CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4455403
Firm CRD# 123513
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Paul Record offer?
James Paul Record specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PALO ALTO, California for a consultation.
What are James Paul Record's credentials?
James Paul Record is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Paul Record located?
James Paul Record is based in PALO ALTO, California, working with NELSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the PALO ALTO metropolitan area and surrounding communities.
How does James Paul Record charge for services?
James Paul Record's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NELSON CAPITAL MANAGEMENT, LLC?
NELSON CAPITAL MANAGEMENT, LLC has approximately 20 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)NEWPORT BEACH (631)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuideNEWPORT BEACH Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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