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Lydia Dawn Knight-O'riordan

HENNESSY ADVISORS, INC.·NOVATO, California
Clean recordHENNESSY ADVISORS, INC.
7250 REDWOOD BOULEVARD, NOVATO, CA 94945CRD# 7485315Firm CRD# 110770

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lydia Dawn Knight-O'riordan · NOVATO, CA
Registration
CRD #7485315 · HENNESSY ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Lydia Dawn Knight-O'riordan is a registered financial advisor based in NOVATO, California, affiliated with HENNESSY ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
HENNESSY ADVISORS, INC.
HENNESSY ADVISORS, INC.
AUM
$5.1B
Regulatory assets under management
Employees
18
Total firm employees
View all advisors at HENNESSY ADVISORS, INC. →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 7485315
Firm CRD# 110770
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lydia Dawn Knight-O'riordan offer?
Lydia Dawn Knight-O'riordan specializes in Investment Management, Fee-Only Advisory. Contact their office in NOVATO, California for a consultation.
What are Lydia Dawn Knight-O'riordan's credentials?
Lydia Dawn Knight-O'riordan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lydia Dawn Knight-O'riordan located?
Lydia Dawn Knight-O'riordan is based in NOVATO, California, working with HENNESSY ADVISORS, INC.. Their office serves clients in the NOVATO metropolitan area and surrounding communities.
How does Lydia Dawn Knight-O'riordan charge for services?
Lydia Dawn Knight-O'riordan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HENNESSY ADVISORS, INC.?
HENNESSY ADVISORS, INC. has approximately 18 employees and manages $5.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HENNESSY ADVISORS, INC.

Kiera Markale Newton
NOVATO, CA
Rodger Dean Offenbach
NOVATO, CA
Daniel Bruce Steadman
NOVATO, CA
Henry Curtis Hansel
NOVATO, CA
Jennifer Lynn Emerson
NOVATO, CA
Neil Joseph Hennessy
NOVATO, CA

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Research
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