Unclaimed Profile

Courtenay A. Wise

KETRON FINANCIAL LLC·NOVATO, California

SIE, Series 7, Series 66Clean record9 years registeredKETRON FINANCIAL LLC

1500 GRANT AVE STE 238, NOVATO, CA 94945CRD# 6556497Firm CRD# 330807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Courtenay A. Wise · NOVATO, CA

Registration

CRD #6556497 · KETRON FINANCIAL LLC · 9 years registered

Brand Profile

Not yet started

Career History

KETRON FINANCIAL LLC

Jul 2024 – present

WESTERN INTERNATIONAL SECURITIES

Oct 2016 – Sep 2024

Novato, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 25, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KETRON FINANCIAL LLC

CRD 330807 · SEC 801-130222

AUM

$109M

Regulatory assets under management

Employees

35 client accounts

Services offered by KETRON FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KETRON FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Courtenay A. Wise offer?

Courtenay A. Wise specializes in Financial Planning, Investment Management. Contact their office in NOVATO, California for a consultation.

What are Courtenay A. Wise's credentials?

Courtenay A. Wise is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Courtenay A. Wise located?

Courtenay A. Wise is based in NOVATO, California, working with KETRON FINANCIAL LLC. Their office serves clients in the NOVATO metropolitan area and surrounding communities.

How does Courtenay A. Wise charge for services?

Courtenay A. Wise's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KETRON FINANCIAL LLC?

KETRON FINANCIAL LLC has approximately 3 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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