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Maria Veronica Humphrey

UNEST ADVISERS, LLC·NORTH HOLLYWOOD, California
SIE, Series 7, Series 24, Series 66Clean record8 years registeredUNEST ADVISERS, LLC
5161 LANKERSHIM BLVD, NORTH HOLLYWOOD, CA 91601CRD# 6878404Firm CRD# 308125

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Maria Veronica Humphrey · NORTH HOLLYWOOD, CA
Registration
CRD #6878404 · UNEST ADVISERS, LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

WEALTHFRONT ADVISERS LLC
Sep 2023 – present
WEALTHFRONT BROKERAGE LLC
Sep 2023 – present
UNEST ADVISERS, LLC
Nov 2020 – Aug 2022
NORTH HOLLYWOOD, CA
ACORNS
Aug 2018 – Jun 2020
Portland,, OR
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 66
Registration record
First registered · August 13, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
UNEST ADVISERS, LLC
CRD 308125 · SEC 801-118574
AUM
$26M
Regulatory assets under management
Employees
4
20,068 client accounts
Services offered by UNEST ADVISERS, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at UNEST ADVISERS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Maria Veronica Humphrey offer?
Maria Veronica Humphrey specializes in Investment Management. Contact their office in NORTH HOLLYWOOD, California for a consultation.
What are Maria Veronica Humphrey's credentials?
Maria Veronica Humphrey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Maria Veronica Humphrey located?
Maria Veronica Humphrey is based in NORTH HOLLYWOOD, California, working with UNEST ADVISERS, LLC. Their office serves clients in the NORTH HOLLYWOOD metropolitan area and surrounding communities.
How does Maria Veronica Humphrey charge for services?
Maria Veronica Humphrey's firm is compensated through other: discretionary acct fee; membership fee to affiliate. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UNEST ADVISERS, LLC?
UNEST ADVISERS, LLC has approximately 4 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UNEST ADVISERS, LLC

Michael Doniger
NORTH HOLLYWOOD, CA
Jessica Lynn Hoelscher
NORTH HOLLYWOOD, CA
Michael Bryant Massey
NORTH HOLLYWOOD, CA

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