Unclaimed Profile

Shawn Bruce Davis

UNCOMMON CAPITAL, LLC·NEWCASTLE, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 6624 years registeredUNCOMMON CAPITAL, LLC

320 TAYLOR RD, NEWCASTLE, CA 95658CRD# 2911230Firm CRD# 226622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Bruce Davis · NEWCASTLE, CA

Registration

CRD #2911230 · UNCOMMON CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UNCOMMON CAPITAL, LLC

UNCOMMON CAPITAL, LLC

May 2016 – Feb 2019

NEWCASTLE, CA

INDEPENDENT FINANCIAL GROUP, LLC

Feb 2014 – May 2017

AUBURN, CA

WFG ADVISORS, LP

Aug 2012 – Jan 2014

AUBURN, CA

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Jun 2005 – Aug 2012

AUBURN, CA

ROYAL ALLIANCE ASSOCIATES, INC.

May 2005 – Jun 2005

ROSEVILLE, CA

QA3 FINANCIAL LLC

Nov 2004 – Apr 2005

ROSEVILLE, CA

EAGLE STRATEGIES CORP

Sep 2001 – Nov 2004

ROSEVILLE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 26, 2001

Years registered · 24

Disclosure History

2021Customer Dispute·Settled

2021Customer Dispute·Withdrawn

2020Customer Dispute·Closed-No Action

2020Customer Dispute·Settled

2019Customer Dispute·Settled

2018Customer Dispute·Pending

2018Customer Dispute·Settled

2016Customer Dispute·Settled

2016Customer Dispute·Withdrawn

2013Customer Dispute·Settled

15 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

UNCOMMON CAPITAL, LLC

CRD 226622 · SEC 801-113450

AUM

$103M

Regulatory assets under management

Employees

1,044 client accounts

Services offered by UNCOMMON CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UNCOMMON CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Bruce Davis offer?

Shawn Bruce Davis specializes in Financial Planning, Investment Management.

What are Shawn Bruce Davis's credentials?

Shawn Bruce Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Bruce Davis located?

Shawn Bruce Davis is based in NEWCASTLE, California, last registered with UNCOMMON CAPITAL, LLC.

How does Shawn Bruce Davis charge for services?

Shawn Bruce Davis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNCOMMON CAPITAL, LLC?

UNCOMMON CAPITAL, LLC has approximately 1 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Research

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