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Andrew James Davies

DAVIES FINANCIAL ADVISORS, INC.·MURRIETA, California
SIE, Series 7, Series 63, Series 65CFPClean record23 years registeredDAVIES FINANCIAL ADVISORS, INC.
25109 JEFFERSON AVE, MURRIETA, CA 92562CRD# 3275556Firm CRD# 139764

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew James Davies · MURRIETA, CA
Registration
CRD #3275556 · DAVIES FINANCIAL ADVISORS, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

CENTURA WEALTH ADVISORY
Jun 2025 – present
DAVIES FINANCIAL ADVISORS, INC.
May 2006 – present
COMMONWEALTH FINANCIAL NETWORK
Mar 2006 – Oct 2022
MURRIETA, CA
LINCOLN FINANCIAL ADVISORS CORPORATION
Sep 2002 – Mar 2006
MURRIETA, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · September 9, 2002
Years registered · 23
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DAVIES FINANCIAL ADVISORS, INC.
CRD 139764 · SEC 801-126564
AUM
$165M
Regulatory assets under management
Employees
8
480 client accounts
Services offered by DAVIES FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DAVIES FINANCIAL ADVISORS, INC. →
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05

Frequently Asked Questions

What services does Andrew James Davies offer?
Andrew James Davies specializes in Financial Planning, Investment Management. Contact their office in MURRIETA, California for a consultation.
What are Andrew James Davies's credentials?
Andrew James Davies holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Andrew James Davies located?
Andrew James Davies is based in MURRIETA, California, working with DAVIES FINANCIAL ADVISORS, INC.. Their office serves clients in the MURRIETA metropolitan area and surrounding communities.
How does Andrew James Davies charge for services?
Andrew James Davies's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVIES FINANCIAL ADVISORS, INC.?
DAVIES FINANCIAL ADVISORS, INC. has approximately 8 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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