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Seth Richard Freeman

EM CAPITAL MANAGEMENT, LLC·MORAGA, California
Unclaimed Profile
920 COUNTRY CLUB DRIVE, MORAGA, CA 94556CRD# 1339691Firm CRD# 137251
01

About

Seth Richard Freeman is a registered financial advisor based in MORAGA, California, affiliated with EM CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
EM CAPITAL MANAGEMENT, LLC
EM CAPITAL MANAGEMENT, LLC
AUM
$2M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at EM CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1339691
Firm CRD# 137251
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Seth Richard Freeman offer?
Seth Richard Freeman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MORAGA, California for a consultation.
What are Seth Richard Freeman's credentials?
Seth Richard Freeman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Seth Richard Freeman located?
Seth Richard Freeman is based in MORAGA, California, working with EM CAPITAL MANAGEMENT, LLC. Their office serves clients in the MORAGA metropolitan area and surrounding communities.
How does Seth Richard Freeman charge for services?
Seth Richard Freeman's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EM CAPITAL MANAGEMENT, LLC?
EM CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MORAGA
Lori V Krumrei — KRUMREI & ROSS, INC.Wayne Krumrei — KRUMREI & ROSS, INC.Bruce Douglas Garland — GARLAND INVESTMENT MANAGEMENT, INC.Sandra Lee Newton — GARLAND INVESTMENT MANAGEMENT, INC.James Brian Boucher — WILSON & BOUCHER CAPITAL MANAGEMENT, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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