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Scott Douglas Walker

WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS·MISSION VIEJO, California
Series 7, Series 63Clean record20 years registeredWALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS
27201 PUERTA REAL, SUITE 465, MISSION VIEJO, CA 92691CRD# 1362980Firm CRD# 106268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Douglas Walker · MISSION VIEJO, CA
Registration
CRD #1362980 · WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS · 20 years registered
Brand Profile
Not yet started
01

Career History

Feb 2013present
Jan 2006Jul 2012
MISSION VIEJO, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · January 25, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS
CRD 106268 · SEC 801-113658
AUM
$190M
Regulatory assets under management
Employees
4
352 client accounts
Services offered by WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Scott Douglas Walker offer?
Scott Douglas Walker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MISSION VIEJO, California for a consultation.
What are Scott Douglas Walker's credentials?
Scott Douglas Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Douglas Walker located?
Scott Douglas Walker is based in MISSION VIEJO, California, working with WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS. Their office serves clients in the MISSION VIEJO metropolitan area and surrounding communities.
How does Scott Douglas Walker charge for services?
Scott Douglas Walker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS?
WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS has approximately 4 employees and manages $190M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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