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Katherine Ann Simmonds

CONQUIS FINANCIAL LLC·MILLBRAE, California
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1 LA CRUZ AVENUE, SUITE 202, MILLBRAE, CA 94030CRD# 2120022Firm CRD# 319579
01

About

Katherine Ann Simmonds is a registered financial advisor based in MILLBRAE, California, affiliated with CONQUIS FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CONQUIS FINANCIAL LLC
CONQUIS FINANCIAL LLC
AUM
$207M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at CONQUIS FINANCIAL LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: HYBRID: FIXED+PERCENTAGE OF ASSETS UNDER MANAGEMENT
Regulatory
SEC/IARD CRD# 2120022
Firm CRD# 319579
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Katherine Ann Simmonds offer?
Katherine Ann Simmonds specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MILLBRAE, California for a consultation.
What are Katherine Ann Simmonds's credentials?
Katherine Ann Simmonds is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Ann Simmonds located?
Katherine Ann Simmonds is based in MILLBRAE, California, working with CONQUIS FINANCIAL LLC. Their office serves clients in the MILLBRAE metropolitan area and surrounding communities.
How does Katherine Ann Simmonds charge for services?
Katherine Ann Simmonds's firm is compensated through percentage of aum, subscription fees, other: hybrid: fixed+percentage of assets under management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONQUIS FINANCIAL LLC?
CONQUIS FINANCIAL LLC has approximately 2 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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