Unclaimed Profile

Caroline Novak

SAGE RHINO CAPITAL LLC·MENLO PARK, California

SAGE RHINO CAPITAL LLC

525 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 4445598Firm CRD# 290148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Caroline Novak · MENLO PARK, CA

Registration

CRD #4445598 · SAGE RHINO CAPITAL LLC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Caroline Novak is a registered financial advisor based in MENLO PARK, California, affiliated with SAGE RHINO CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SAGE RHINO CAPITAL LLC

AUM

$712M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SAGE RHINO CAPITAL LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4445598

Firm CRD# 290148

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Caroline Novak offer?

Caroline Novak specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MENLO PARK, California for a consultation.

What are Caroline Novak's credentials?

Caroline Novak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Caroline Novak located?

Caroline Novak is based in MENLO PARK, California, working with SAGE RHINO CAPITAL LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does Caroline Novak charge for services?

Caroline Novak's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE RHINO CAPITAL LLC?

SAGE RHINO CAPITAL LLC has approximately 8 employees and manages $712M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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