Unclaimed Profile

Roberto Francisco Santos

ARROWROOT FAMILY OFFICE, LLC·MARINA DEL REY, California

SIE, Series 7, Series 7TO, Series 14, Series 24, Series 66, Series 79, Series 79TO22 years registeredARROWROOT FAMILY OFFICE, LLC

4553 GLENCOE AVENUE, MARINA DEL REY, CA 90292CRD# 4801410Firm CRD# 168744

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberto Francisco Santos · MARINA DEL REY, CA

Registration

CRD #4801410 · ARROWROOT FAMILY OFFICE, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ARROWROOT FAMILY OFFICE, LLC

Oct 2013 – present

J.P. MORGAN SECURITIES LLC

Jul 2004 – Jul 2011

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 14

Series 24

Series 66

Series 79

Series 79TO

Registration record

First registered · July 22, 2004

Years registered · 22

Disclosure History

1999Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ARROWROOT FAMILY OFFICE, LLC

CRD 168744 · SEC 801-121878

AUM

$309M

Regulatory assets under management

Employees

1,347 client accounts

Services offered by ARROWROOT FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ARROWROOT FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Roberto Francisco Santos offer?

Roberto Francisco Santos specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MARINA DEL REY, California for a consultation.

What are Roberto Francisco Santos's credentials?

Roberto Francisco Santos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberto Francisco Santos located?

Roberto Francisco Santos is based in MARINA DEL REY, California, working with ARROWROOT FAMILY OFFICE, LLC. Their office serves clients in the MARINA DEL REY metropolitan area and surrounding communities.

How does Roberto Francisco Santos charge for services?

Roberto Francisco Santos's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARROWROOT FAMILY OFFICE, LLC?

ARROWROOT FAMILY OFFICE, LLC has approximately 17 employees and manages $309M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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