Claim Profile
Unclaimed Profile
PH

Philip D Hasbrouck

CLIFFWATER LLC·MARINA DEL REY, California
SIE, Series 7, Series 24, Series 63, Series 66Clean recordCLIFFWATER LLC
4640 ADMIRALTY WAY, MARINA DEL REY, CA 90292-6623CRD# 5520159Firm CRD# 132167

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Philip D Hasbrouck · MARINA DEL REY, CA
Registration
CRD #5520159 · CLIFFWATER LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CLIFFWATER LLC
CRD 132167 · SEC 801-63344
AUM
$26.7B
Regulatory assets under management
Employees
137
25 client accounts
Services offered by CLIFFWATER LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

Speak with Philip

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Philip is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MARINA DEL REY?

Browse all registered financial advisors in MARINA DEL REY, California or claim this profile if it's yours.

04

Frequently Asked Questions

What services does Philip D Hasbrouck offer?
Philip D Hasbrouck specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MARINA DEL REY, California for a consultation.
What are Philip D Hasbrouck's credentials?
Philip D Hasbrouck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip D Hasbrouck located?
Philip D Hasbrouck is based in MARINA DEL REY, California, working with CLIFFWATER LLC. Their office serves clients in the MARINA DEL REY metropolitan area and surrounding communities.
How does Philip D Hasbrouck charge for services?
Philip D Hasbrouck's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLIFFWATER LLC?
CLIFFWATER LLC has approximately 137 employees and manages $26.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CLIFFWATER LLC