Unclaimed Profile

Simon Paul Roy

JEMSTEP, INC.·LOS ALTOS, California

JEMSTEP, INC.

5150 EL CAMINO REAL SUITE B-16, LOS ALTOS, CA 94022CRD# 4507312Firm CRD# 151692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Simon Paul Roy · LOS ALTOS, CA

Registration

CRD #4507312 · JEMSTEP, INC.

Brand Profile

Not yet started

Disclosure history

6 disclosures on file · See FINRA BrokerCheck for full record

About

Simon Paul Roy is a registered financial advisor based in LOS ALTOS, California, affiliated with JEMSTEP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

INTELLIFLO ADVISERS, INC.

AUM

$91M

Regulatory assets under management

Employees

Total firm employees

View all advisors at INTELLIFLO ADVISERS, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Other: TECHNOLOGY FEES BASED ON AUM, FEES BASED ON OVERLAY SERVICES

Regulatory

SEC/IARD CRD# 4507312

Firm CRD# 151692

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Simon Paul Roy offer?

Simon Paul Roy specializes in Investment Management, Wealth Management. Contact their office in LOS ALTOS, California for a consultation.

What are Simon Paul Roy's credentials?

Simon Paul Roy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Simon Paul Roy located?

Simon Paul Roy is based in LOS ALTOS, California, working with JEMSTEP, INC.. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.

How does Simon Paul Roy charge for services?

Simon Paul Roy's firm is compensated through percentage of aum, subscription fees, other: technology fees based on aum, fees based on overlay services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JEMSTEP, INC.?

JEMSTEP, INC. has approximately 5 employees and manages $91M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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