Unclaimed Profile

Garth Alan Williams

WILLIAMS, GARTH ALAN·LOS ALTOS, California

Series 7, Series 24, Series 63Clean record24 years registeredWILLIAMS, GARTH ALAN

1 FIRST STREET, LOS ALTOS, CA 94022CRD# 2431442Firm CRD# 142563

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Garth Alan Williams · LOS ALTOS, CA

Registration

CRD #2431442 · WILLIAMS, GARTH ALAN · 24 years registered

Brand Profile

Not yet started

Career History

HONU WEALTH MANAGEMENT

Mar 2012 – present

HANVEY FINANCIAL

Oct 2002 – Jul 2007

LOS ALTOS, CA

RAYMOND JAMES FINANCIAL SERVICES

Jul 2002 – Jul 2005

WEST LAKE HILLS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · July 12, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILLIAMS, GARTH ALAN

CRD 142563 · SEC 801-67410

AUM

$34M

Regulatory assets under management

Employees

191 client accounts

Services offered by WILLIAMS, GARTH ALAN

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WILLIAMS, GARTH ALAN →

Introduction

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Frequently Asked Questions

What services does Garth Alan Williams offer?

Garth Alan Williams specializes in Financial Planning, Investment Management. Contact their office in LOS ALTOS, California for a consultation.

What are Garth Alan Williams's credentials?

Garth Alan Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Garth Alan Williams located?

Garth Alan Williams is based in LOS ALTOS, California, working with WILLIAMS, GARTH ALAN. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.

How does Garth Alan Williams charge for services?

Garth Alan Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLIAMS, GARTH ALAN?

WILLIAMS, GARTH ALAN has approximately 1 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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