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Roger Joel Conde

FINANCIAL COUNSELING RESOURCES LLC·LOS ALAMITOS, California
Clean recordFINANCIAL COUNSELING RESOURCES LLC
4281 KATELLA AVENUE, LOS ALAMITOS, CA 90720CRD# 2477484Firm CRD# 108743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger Joel Conde · LOS ALAMITOS, CA
Registration
CRD #2477484 · FINANCIAL COUNSELING RESOURCES LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Roger Joel Conde is a registered financial advisor based in LOS ALAMITOS, California, affiliated with FINANCIAL COUNSELING RESOURCES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FINANCIAL COUNSELING RESOURCES LLC
FINANCIAL COUNSELING RESOURCES LLC
AUM
$18M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at FINANCIAL COUNSELING RESOURCES LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2477484
Firm CRD# 108743
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roger Joel Conde offer?
Roger Joel Conde specializes in Financial Planning, Investment Management. Contact their office in LOS ALAMITOS, California for a consultation.
What are Roger Joel Conde's credentials?
Roger Joel Conde is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger Joel Conde located?
Roger Joel Conde is based in LOS ALAMITOS, California, working with FINANCIAL COUNSELING RESOURCES LLC. Their office serves clients in the LOS ALAMITOS metropolitan area and surrounding communities.
How does Roger Joel Conde charge for services?
Roger Joel Conde's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL COUNSELING RESOURCES LLC?
FINANCIAL COUNSELING RESOURCES LLC has approximately 1 employees and manages $18M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Larry Max Lambert
LOS ALAMITOS, CA
Debra Diane Lambert
LOS ALAMITOS, CA
Lianne Nichole Larson
LOS ALAMITOS, CA

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Research
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