Unclaimed Profile

Roger Joel Conde

FINANCIAL COUNSELING RESOURCES LLC·LOS ALAMITOS, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredFINANCIAL COUNSELING RESOURCES LLC

4281 KATELLA AVENUE, LOS ALAMITOS, CA 90720CRD# 2477484Firm CRD# 108743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Joel Conde · LOS ALAMITOS, CA

Registration

CRD #2477484 · FINANCIAL COUNSELING RESOURCES LLC · 25 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2022 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Mar 2022 – present

FOUNDERS FINANCIAL SECURITIES, LLC

Oct 2019 – Mar 2022

Manhattan Beach, CA

IRA WEALTH MANAGEMENT

Jan 2014 – Jul 2019

EL SEGUNDO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2013 – Oct 2019

EL SEGUNDO, CA

FINANCIAL COUNSELING RESOURCES LLC

Sep 2011 – Jul 2013

LOS ALAMITOS, CA

PACIFIC RETIREMENT ADVISORS, INC

Feb 2009 – Dec 2015

EL SEGUNDO, CA

NPB FINANCIAL GROUP, LLC

Apr 2008 – Jul 2013

MANHATTAN BEACH, CA

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

Sep 2007 – Apr 2008

EL SEGUNDO, CA

NEXT FINANCIAL GROUP, INC.

Nov 2005 – Apr 2007

EL SEGUNDO, CA

IRA WEALTH MANAGEMENT

Sep 2005 – Nov 2005

EL SEGUNDO, CA

PENNIALL & ASSOCIATES, INC.

Jul 2002 – Sep 2005

PASADENA, CA

SUNAMERICA SECURITIES, INC.

Aug 2001 – Aug 2002

EL SEGUNDO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL COUNSELING RESOURCES LLC

CRD 108743 · SEC 801-57674

AUM

$18M

Regulatory assets under management

Employees

70 client accounts

Services offered by FINANCIAL COUNSELING RESOURCES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL COUNSELING RESOURCES LLC →

Introduction

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Frequently Asked Questions

What services does Roger Joel Conde offer?

Roger Joel Conde specializes in Financial Planning, Investment Management. Contact their office in LOS ALAMITOS, California for a consultation.

What are Roger Joel Conde's credentials?

Roger Joel Conde is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Joel Conde located?

Roger Joel Conde is based in LOS ALAMITOS, California, working with FINANCIAL COUNSELING RESOURCES LLC. Their office serves clients in the LOS ALAMITOS metropolitan area and surrounding communities.

How does Roger Joel Conde charge for services?

Roger Joel Conde's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL COUNSELING RESOURCES LLC?

FINANCIAL COUNSELING RESOURCES LLC has approximately 1 employees and manages $18M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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