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James Joseph O'connor

ASTER INVESTMENT MANAGEMENT CO INC·LARKSPUR, California
Unclaimed Profile
60 E SIR FRANCIS DRAKE BLVD STE 306, LARKSPUR, CA 94939CRD# 4314571Firm CRD# 106551
01

About

James Joseph O'connor is a registered financial advisor based in LARKSPUR, California, affiliated with ASTER INVESTMENT MANAGEMENT CO INC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
ASTER INVESTMENT MANAGEMENT CO INC
ASTER INVESTMENT MANAGEMENT CO INC
AUM
$2.7B
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at ASTER INVESTMENT MANAGEMENT CO INC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4314571
Firm CRD# 106551
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Joseph O'connor offer?
James Joseph O'connor specializes in Investment Management, Fee-Only Advisory. Contact their office in LARKSPUR, California for a consultation.
What are James Joseph O'connor's credentials?
James Joseph O'connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Joseph O'connor located?
James Joseph O'connor is based in LARKSPUR, California, working with ASTER INVESTMENT MANAGEMENT CO INC. Their office serves clients in the LARKSPUR metropolitan area and surrounding communities.
How does James Joseph O'connor charge for services?
James Joseph O'connor's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASTER INVESTMENT MANAGEMENT CO INC?
ASTER INVESTMENT MANAGEMENT CO INC has approximately 10 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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