Unclaimed Profile

Lora J Rommel

THE EHRLICH GROUP LLC·LAGUNA NIGUEL, California

SIE, Series 7, Series 9, Series 10, Series 24, Series 63CFPClean record21 years registeredTHE EHRLICH GROUP LLC

28202 CABOT ROAD, LAGUNA NIGUEL, CA 92677CRD# 1925725Firm CRD# 325595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lora J Rommel · LAGUNA NIGUEL, CA

Registration

CRD #1925725 · THE EHRLICH GROUP LLC · 21 years registered

Brand Profile

Not yet started

Career History

EHRLICH FINANCIAL GROUP

May 2023 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Sep 2004 – May 2023

Laguna Niguel, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Registration record

First registered · September 23, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE EHRLICH GROUP LLC

CRD 325595 · SEC 801-128007

AUM

$189M

Regulatory assets under management

Employees

719 client accounts

Services offered by THE EHRLICH GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE EHRLICH GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Lora J Rommel offer?

Lora J Rommel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAGUNA NIGUEL, California for a consultation.

What are Lora J Rommel's credentials?

Lora J Rommel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lora J Rommel located?

Lora J Rommel is based in LAGUNA NIGUEL, California, working with THE EHRLICH GROUP LLC. Their office serves clients in the LAGUNA NIGUEL metropolitan area and surrounding communities.

How does Lora J Rommel charge for services?

Lora J Rommel's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE EHRLICH GROUP LLC?

THE EHRLICH GROUP LLC has approximately 5 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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