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Athanasios K Preovolos

ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.·LA MESA, California
Series 65Clean record3 years registeredALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.
8580 LA MESA BLVD STE 100, LA MESA, CA 91942CRD# 5042711Firm CRD# 105548

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Athanasios K Preovolos · LA MESA, CA
Registration
CRD #5042711 · ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC. · 3 years registered
Brand Profile
Not yet started
01

Career History

ALPHA & OMEGA
Sep 2022 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 29, 2022
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.
CRD 105548 · SEC 801-45517
AUM
$29M
Regulatory assets under management
Employees
10
246 client accounts
Services offered by ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC. →
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05

Frequently Asked Questions

What services does Athanasios K Preovolos offer?
Athanasios K Preovolos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA MESA, California for a consultation.
What are Athanasios K Preovolos's credentials?
Athanasios K Preovolos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Athanasios K Preovolos located?
Athanasios K Preovolos is based in LA MESA, California, working with ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.. Their office serves clients in the LA MESA metropolitan area and surrounding communities.
How does Athanasios K Preovolos charge for services?
Athanasios K Preovolos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.?
ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC. has approximately 10 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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