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Roy Pemberton

ARMORED WOLF, LLC·IRVINE, California
Clean recordARMORED WOLF, LLC
18111 VON KARMAN AVENUE, IRVINE, CA 92612CRD# 4794452Firm CRD# 150220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roy Pemberton · IRVINE, CA
Registration
CRD #4794452 · ARMORED WOLF, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Roy Pemberton is a registered financial advisor based in IRVINE, California, affiliated with ARMORED WOLF, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ARMORED WOLF, LLC
ARMORED WOLF, LLC
AUM
$655M
Regulatory assets under management
Employees
11
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4794452
Firm CRD# 150220
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roy Pemberton offer?
Roy Pemberton specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in IRVINE, California for a consultation.
What are Roy Pemberton's credentials?
Roy Pemberton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy Pemberton located?
Roy Pemberton is based in IRVINE, California, working with ARMORED WOLF, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.
How does Roy Pemberton charge for services?
Roy Pemberton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARMORED WOLF, LLC?
ARMORED WOLF, LLC has approximately 11 employees and manages $655M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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