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Richard Shawn Mazer

PATHWAY CAPITAL MANAGEMENT, LP·IRVINE, California
Clean recordPATHWAY CAPITAL MANAGEMENT, LP
18575 JAMBOREE ROAD, IRVINE, CA 92612CRD# 5289828Firm CRD# 108016

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Shawn Mazer · IRVINE, CA
Registration
CRD #5289828 · PATHWAY CAPITAL MANAGEMENT, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Shawn Mazer is a registered financial advisor based in IRVINE, California, affiliated with PATHWAY CAPITAL MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PATHWAY CAPITAL MANAGEMENT, LP
PATHWAY CAPITAL MANAGEMENT, LP
AUM
$87.8B
Regulatory assets under management
Employees
235
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 5289828
Firm CRD# 108016
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Shawn Mazer offer?
Richard Shawn Mazer specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in IRVINE, California for a consultation.
What are Richard Shawn Mazer's credentials?
Richard Shawn Mazer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Shawn Mazer located?
Richard Shawn Mazer is based in IRVINE, California, working with PATHWAY CAPITAL MANAGEMENT, LP. Their office serves clients in the IRVINE metropolitan area and surrounding communities.
How does Richard Shawn Mazer charge for services?
Richard Shawn Mazer's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PATHWAY CAPITAL MANAGEMENT, LP?
PATHWAY CAPITAL MANAGEMENT, LP has approximately 235 employees and manages $87.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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