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James Paul Estes

ALPHA WEALTH MANAGEMENT, LLC·HEMET, California
Series 7, Series 24, Series 53, Series 63, Series 65Clean record21 years registeredALPHA WEALTH MANAGEMENT, LLC
220 N SAN JACINTO AVE, HEMET, CA 92543CRD# 2484236Firm CRD# 158608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Paul Estes · HEMET, CA
Registration
CRD #2484236 · ALPHA WEALTH MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

DESERT WEALTH MANAGEMENT LLC
May 2018 – present
ALPHA WEALTH MANAGEMENT, LLC
Jul 2011 – May 2018
SAN JACINTO, CA
WEDBUSH SECURITIES INC.
Mar 2010 – Jul 2011
PALM DESERT, CA
STRATEGIC ADVISERS, INC.
Mar 2005 – Nov 2005
PALM DESERT, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 53
Series 63
Series 65
Registration record
First registered · March 24, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPHA WEALTH MANAGEMENT, LLC
CRD 158608 · SEC 801-72596
AUM
$26M
Regulatory assets under management
Employees
1
106 client accounts
Services offered by ALPHA WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALPHA WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does James Paul Estes offer?
James Paul Estes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HEMET, California for a consultation.
What are James Paul Estes's credentials?
James Paul Estes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Paul Estes located?
James Paul Estes is based in HEMET, California, working with ALPHA WEALTH MANAGEMENT, LLC. Their office serves clients in the HEMET metropolitan area and surrounding communities.
How does James Paul Estes charge for services?
James Paul Estes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA WEALTH MANAGEMENT, LLC?
ALPHA WEALTH MANAGEMENT, LLC has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALPHA WEALTH MANAGEMENT, LLC

Andrew Francis Kotyuk
HEMET, CA

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Research
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