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Charles Augustus Banks

TERROIR CAPITAL, LLC·HEALDSBURG, California
Series 226 years registeredTERROIR CAPITAL, LLC
1670 STIRRUP LOOP, HEALDSBURG, CA 95448CRD# 2254454Firm CRD# 201513

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Augustus Banks · HEALDSBURG, CA
Registration
CRD #2254454 · TERROIR CAPITAL, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: TERROIR CAPITAL, LLC
CSI CAPITAL MANAGEMENT INC
Mar 2000 – Sep 2011
SANTA BARBARA, CA
02

Registrations & Exams

FINRA examinations passed
Series 2
Registration record
First registered · March 30, 2000
Years registered · 26
03

Disclosure History

2017Regulatory·Final
2016Civil·Final
2016Criminal·Final Disposition

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

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Frequently Asked Questions

What services does Charles Augustus Banks offer?
Charles Augustus Banks is a registered financial advisor in HEALDSBURG, California.
What are Charles Augustus Banks's credentials?
Charles Augustus Banks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Augustus Banks located?
Charles Augustus Banks is based in HEALDSBURG, California, last registered with TERROIR CAPITAL, LLC.
How large is TERROIR CAPITAL, LLC?
TERROIR CAPITAL, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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