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Paul Charles Pennington

PENNINGTON FINANCIAL GROUP·GOLD RIVER, California
Clean recordPENNINGTON FINANCIAL GROUP
11246 GOLD EXPRESS DRIVE, GOLD RIVER, CA 95670-4425CRD# 1249866Firm CRD# 108478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Charles Pennington · GOLD RIVER, CA
Registration
CRD #1249866 · PENNINGTON FINANCIAL GROUP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Paul Charles Pennington is a registered financial advisor based in GOLD RIVER, California, affiliated with PENNINGTON FINANCIAL GROUP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
PENNINGTON FINANCIAL GROUP
PENNINGTON FINANCIAL GROUP
AUM
$191M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at PENNINGTON FINANCIAL GROUP →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1249866
Firm CRD# 108478
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Paul Charles Pennington offer?
Paul Charles Pennington specializes in Financial Planning, Investment Management. Contact their office in GOLD RIVER, California for a consultation.
What are Paul Charles Pennington's credentials?
Paul Charles Pennington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Charles Pennington located?
Paul Charles Pennington is based in GOLD RIVER, California, working with PENNINGTON FINANCIAL GROUP. Their office serves clients in the GOLD RIVER metropolitan area and surrounding communities.
How does Paul Charles Pennington charge for services?
Paul Charles Pennington's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PENNINGTON FINANCIAL GROUP?
PENNINGTON FINANCIAL GROUP has approximately 7 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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GOLD RIVER, CA

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Research
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