Unclaimed Profile

Paul Charles Pennington

PENNINGTON FINANCIAL GROUP·GOLD RIVER, California

Series 7, Series 24, Series 63, Series 65Clean record35 years registeredPENNINGTON FINANCIAL GROUP

11246 GOLD EXPRESS DRIVE, GOLD RIVER, CA 95670-4425CRD# 1249866Firm CRD# 108478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Charles Pennington · GOLD RIVER, CA

Registration

CRD #1249866 · PENNINGTON FINANCIAL GROUP · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PENNINGTON FINANCIAL GROUP

PAUL C PENNINGTON

Apr 2019 – May 2022

ORANGEVALE, CA

PENNINGTON FINANCIAL GROUP

Dec 2014 – May 2018

GOLD RIVER, CA

PENNINGTON FINANCIAL GROUP

Jan 2005 – Dec 2014

GOLD RIVER, CA

PENNINGTON FINANCIAL GROUP

Apr 1991 – Nov 2004

GOLD RIVER, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 1, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENNINGTON FINANCIAL GROUP

CRD 108478 · SEC 801-57705

AUM

$191M

Regulatory assets under management

Employees

537 client accounts

Services offered by PENNINGTON FINANCIAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PENNINGTON FINANCIAL GROUP →

Introduction

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Frequently Asked Questions

What services does Paul Charles Pennington offer?

Paul Charles Pennington specializes in Financial Planning, Investment Management.

What are Paul Charles Pennington's credentials?

Paul Charles Pennington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Charles Pennington located?

Paul Charles Pennington is based in GOLD RIVER, California, last registered with PENNINGTON FINANCIAL GROUP.

How does Paul Charles Pennington charge for services?

Paul Charles Pennington's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENNINGTON FINANCIAL GROUP?

PENNINGTON FINANCIAL GROUP has approximately 7 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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