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Allison Ranae Kapadia

K2 FINANCIAL INC.·GLENDORA, California
SIE, Series 6TO, Series 7, Series 66Clean record8 years registeredK2 FINANCIAL INC.
233 SOUTH GLENDORA AVENUE, GLENDORA, CA 91741CRD# 6624083Firm CRD# 300913

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Allison Ranae Kapadia · GLENDORA, CA
Registration
CRD #6624083 · K2 FINANCIAL INC. · 8 years registered
Brand Profile
Not yet started
01

Career History

K2 FINANCIAL INC.
May 2019 – present
LINCOLN INVESTMENT
Apr 2018 – present
LEGEND ADVISORY, LLC
Apr 2018 – Oct 2019
San Dimas, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6TO
Series 7
Series 66
Registration record
First registered · April 24, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
K2 FINANCIAL INC.
CRD 300913 · SEC 801-120939
AUM
$154M
Regulatory assets under management
Employees
9
1,083 client accounts
Services offered by K2 FINANCIAL INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at K2 FINANCIAL INC. →
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Frequently Asked Questions

What services does Allison Ranae Kapadia offer?
Allison Ranae Kapadia specializes in Financial Planning, Investment Management. Contact their office in GLENDORA, California for a consultation.
What are Allison Ranae Kapadia's credentials?
Allison Ranae Kapadia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Allison Ranae Kapadia located?
Allison Ranae Kapadia is based in GLENDORA, California, working with K2 FINANCIAL INC.. Their office serves clients in the GLENDORA metropolitan area and surrounding communities.
How does Allison Ranae Kapadia charge for services?
Allison Ranae Kapadia's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is K2 FINANCIAL INC.?
K2 FINANCIAL INC. has approximately 9 employees and manages $154M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at K2 FINANCIAL INC.

Jonathan Kyle Krellwitz
GLENDORA, CA
CFP
Kevin Takumi Kurimoto
GLENDORA, CA
CFPCFA
Travis John Bettfreund
GLENDORA, CA

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