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Stephan B Ballas

DIRECT LENDING INVESTMENTS, LLC·GLENDALE, California
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550 N. BRAND BLVD., GLENDALE, CA 91203CRD# 5850908Firm CRD# 282476
01

About

Stephan B Ballas is a registered financial advisor based in GLENDALE, California, affiliated with DIRECT LENDING INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
DIRECT LENDING INVESTMENTS, LLC
DIRECT LENDING INVESTMENTS, LLC
AUM
$866M
Regulatory assets under management
Employees
27
Total firm employees
View all advisors at DIRECT LENDING INVESTMENTS, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5850908
Firm CRD# 282476
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephan B Ballas offer?
Stephan B Ballas specializes in Retirement Planning. Contact their office in GLENDALE, California for a consultation.
What are Stephan B Ballas's credentials?
Stephan B Ballas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephan B Ballas located?
Stephan B Ballas is based in GLENDALE, California, working with DIRECT LENDING INVESTMENTS, LLC. Their office serves clients in the GLENDALE metropolitan area and surrounding communities.
How does Stephan B Ballas charge for services?
Stephan B Ballas's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DIRECT LENDING INVESTMENTS, LLC?
DIRECT LENDING INVESTMENTS, LLC has approximately 27 employees and manages $866M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in GLENDALE
Andrew J Kim — DIRECT LENDING INVESTMENTS, LLCLouis Charles Lucido — DOUBLELINE CAPITAL LPMilan Konkol — U.S. BANCORP ADVISORS, LLCDaniel Cesar Caneva — U.S. BANCORP ADVISORS, LLCBrendan Matthew Ross — DIRECT LENDING INVESTMENTS, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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