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Catherine Leigh Henning

PACIFIC GLOBAL INVESTMENT MANAGEMENT CO·GLENDALE, California
SIE, Series 6, Series 7, Series 24, Series 63Clean recordPACIFIC GLOBAL INVESTMENT MANAGEMENT CO
101 N. BRAND BLVD, GLENDALE, CA 91203CRD# 2930190Firm CRD# 106962

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Leigh Henning · GLENDALE, CA
Registration
CRD #2930190 · PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
CRD 106962 · SEC 801-41668
AUM
$740M
Regulatory assets under management
Employees
14
973 client accounts
Services offered by PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PACIFIC GLOBAL INVESTMENT MANAGEMENT CO →
Introduction

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Frequently Asked Questions

What services does Catherine Leigh Henning offer?
Catherine Leigh Henning specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLENDALE, California for a consultation.
What are Catherine Leigh Henning's credentials?
Catherine Leigh Henning is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Leigh Henning located?
Catherine Leigh Henning is based in GLENDALE, California, working with PACIFIC GLOBAL INVESTMENT MANAGEMENT CO. Their office serves clients in the GLENDALE metropolitan area and surrounding communities.
How does Catherine Leigh Henning charge for services?
Catherine Leigh Henning's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PACIFIC GLOBAL INVESTMENT MANAGEMENT CO?
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO has approximately 14 employees and manages $740M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PACIFIC GLOBAL INVESTMENT MANAGEMENT CO

Thomas Herbert Hanson
GLENDALE, CA
George Allen Henning
GLENDALE, CA
Jingjing Yan
GLENDALE, CA
CFA
Victoria Louise Breen
GLENDALE, CA
Barbara Anne Kelley
GLENDALE, CA
Robert Patrick Kruczek
GLENDALE, CA

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