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Matthew James Shibata

MORLING FINANCIAL ADVISORS, LLC·FREMONT, California
Series 7, Series 66Clean record19 years registeredMORLING FINANCIAL ADVISORS, LLC
39355 CALIFORNIA STREET, FREMONT, CA 94538-1447CRD# 5191517Firm CRD# 111819

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew James Shibata · FREMONT, CA
Registration
CRD #5191517 · MORLING FINANCIAL ADVISORS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

MORLING FINANCIAL ADVISORS, LLC
Jun 2009 – present
BANC OF AMERICA INVESTMENT SERVICES, INC.
Nov 2006 – Jul 2007
WALNUT CREEK, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · November 10, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MORLING FINANCIAL ADVISORS, LLC
CRD 111819 · SEC 801-100390
AUM
$607M
Regulatory assets under management
Employees
17
1,430 client accounts
Services offered by MORLING FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MORLING FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Matthew James Shibata offer?
Matthew James Shibata specializes in Financial Planning, Investment Management. Contact their office in FREMONT, California for a consultation.
What are Matthew James Shibata's credentials?
Matthew James Shibata is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew James Shibata located?
Matthew James Shibata is based in FREMONT, California, working with MORLING FINANCIAL ADVISORS, LLC. Their office serves clients in the FREMONT metropolitan area and surrounding communities.
How does Matthew James Shibata charge for services?
Matthew James Shibata's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MORLING FINANCIAL ADVISORS, LLC?
MORLING FINANCIAL ADVISORS, LLC has approximately 17 employees and manages $607M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Peter Wing Ching Ling
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Sylvia Chin
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Research
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