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Vincent Charles Baroldi

BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC·FOOTHILL RANCH, California
SIE, Series 6, Series 63, Series 65Clean record19 years registeredBAROLDI GUNDERSEN FINANCIAL ADVISORS LLC
27442 PORTOLA PARKWAY, FOOTHILL RANCH, CA 92610CRD# 4784970Firm CRD# 317002

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Vincent Charles Baroldi · FOOTHILL RANCH, CA
Registration
CRD #4784970 · BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

BAROLDI WOOD MANCE FINANCIAL ADVISORS, LLC
Nov 2021 – present
HARVEST INVESTMENT SERVICES, LLC
Sep 2018 – Dec 2021
FOOTHILL RANCH, CA
INVESTMENT ADVISORS
Sep 2006 – Aug 2018
MISSION VIEJO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · September 7, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC
CRD 317002 · SEC 801-122680
AUM
$14M
Regulatory assets under management
Employees
1
41 client accounts
Services offered by BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC →
Introduction

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05

Frequently Asked Questions

What services does Vincent Charles Baroldi offer?
Vincent Charles Baroldi specializes in Investment Management, Fee-Only Advisory. Contact their office in FOOTHILL RANCH, California for a consultation.
What are Vincent Charles Baroldi's credentials?
Vincent Charles Baroldi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Vincent Charles Baroldi located?
Vincent Charles Baroldi is based in FOOTHILL RANCH, California, working with BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC. Their office serves clients in the FOOTHILL RANCH metropolitan area and surrounding communities.
How does Vincent Charles Baroldi charge for services?
Vincent Charles Baroldi's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC?
BAROLDI GUNDERSEN FINANCIAL ADVISORS LLC has approximately 1 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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