Unclaimed Profile

Carlos Romero Mendoza

SOLANO WEALTH INVESTMENT ADVISORS, LLC·FAIRFIELD, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP24 years registeredSOLANO WEALTH INVESTMENT ADVISORS, LLC

1300 OLIVER ROAD, FAIRFIELD, CA 94534CRD# 4237221Firm CRD# 322037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlos Romero Mendoza · FAIRFIELD, CA

Registration

CRD #4237221 · SOLANO WEALTH INVESTMENT ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SOLANO WEALTH ADVISORS

Jul 2024 – present

SOLANO WEALTH MANAGEMENT, INC.

Mar 2017 – Aug 2024

FAIRFIELD, CA

WELLS FARGO CLEARING SERVICES, LLC

Jan 2011 – Mar 2017

FAIRFIELD, CA

WELLS FARGO INVESTMENTS, LLC

Apr 2002 – Jan 2011

FAIRFIELD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 23, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2001Regulatory·Final

1995Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOLANO WEALTH INVESTMENT ADVISORS, LLC

CRD 322037 · SEC 801-130590

AUM

$344M

Regulatory assets under management

Employees

896 client accounts

Services offered by SOLANO WEALTH INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SOLANO WEALTH INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Carlos Romero Mendoza offer?

Carlos Romero Mendoza specializes in Investment Management, Fee-Only Advisory. Contact their office in FAIRFIELD, California for a consultation.

What are Carlos Romero Mendoza's credentials?

Carlos Romero Mendoza holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carlos Romero Mendoza located?

Carlos Romero Mendoza is based in FAIRFIELD, California, working with SOLANO WEALTH INVESTMENT ADVISORS, LLC. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Carlos Romero Mendoza charge for services?

Carlos Romero Mendoza's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOLANO WEALTH INVESTMENT ADVISORS, LLC?

SOLANO WEALTH INVESTMENT ADVISORS, LLC has approximately 4 employees and manages $344M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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