AdvisorOS Directory
Claim Profile
Unclaimed Profile
MG

Mark Gerald Gillam

MARK GILLAM ENTERPRISES·FAIR OAKS, California
SIE, Series 6, Series 7, Series 22, Series 63, Series 6526 years registeredMARK GILLAM ENTERPRISES
8008 SACRAMENTO STREET, FAIR OAKS, CA 95628CRD# 1255578Firm CRD# 108632

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Gerald Gillam · FAIR OAKS, CA
Registration
CRD #1255578 · MARK GILLAM ENTERPRISES · 26 years registered
Brand Profile
Not yet started
01

Career History

MARK GILLAM ENTERPRISES
Mar 2001 – present
TRANSAMERICA FINANCIAL ADVISORS, INC.
Aug 1999 – Sep 2015
FAIR OAKS, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 22
Series 63
Series 65
Registration record
First registered · August 16, 1999
Years registered · 26
03

Disclosure History

2000Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MARK GILLAM ENTERPRISES
CRD 108632 · SEC 801-60067
AUM
$204M
Regulatory assets under management
Employees
6
457 client accounts
Services offered by MARK GILLAM ENTERPRISES
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MARK GILLAM ENTERPRISES →
Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FAIR OAKS?

Browse all registered financial advisors in FAIR OAKS, California or claim this profile if it's yours.

Browse FAIR OAKS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Mark Gerald Gillam offer?
Mark Gerald Gillam specializes in Financial Planning, Investment Management. Contact their office in FAIR OAKS, California for a consultation.
What are Mark Gerald Gillam's credentials?
Mark Gerald Gillam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Gerald Gillam located?
Mark Gerald Gillam is based in FAIR OAKS, California, working with MARK GILLAM ENTERPRISES. Their office serves clients in the FAIR OAKS metropolitan area and surrounding communities.
How does Mark Gerald Gillam charge for services?
Mark Gerald Gillam's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a negotiated % of athlete's annual compensation rec'd from team. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARK GILLAM ENTERPRISES?
MARK GILLAM ENTERPRISES has approximately 6 employees and manages $204M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in FAIR OAKS, California

Val Garner Stephens
STEPHENS VAL G REGISTERED INVESTMENT ADVISOR INC·FAIR OAKS, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile