Unclaimed Profile

Curtis Duane Hamilton

TRI-AD CAPITAL MANAGEMENT, INC.·ESCONDIDO, California

Series 1, Series 2Clean record29 years registeredTRI-AD CAPITAL MANAGEMENT, INC.

221 W CREST STREET, SUITE 300, ESCONDIDO, CA 92025CRD# 600859Firm CRD# 109687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Curtis Duane Hamilton · ESCONDIDO, CA

Registration

CRD #600859 · TRI-AD CAPITAL MANAGEMENT, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRI-AD CAPITAL MANAGEMENT, INC.

TRI-AD CAPITAL MANAGEMENT, INC.

Nov 2011 – May 2023

ESCONDIDO, CA

TRI AD CAPITAL MANAGEMENT INC.

Jul 1997 – Aug 2011

ESCONDIDO, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 2

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRI-AD CAPITAL MANAGEMENT, INC.

CRD 109687 · SEC 801-108470

AUM

$449M

Regulatory assets under management

Employees

52 client accounts

Services offered by TRI-AD CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TRI-AD CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Curtis Duane Hamilton offer?

Curtis Duane Hamilton specializes in Investment Management.

What are Curtis Duane Hamilton's credentials?

Curtis Duane Hamilton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Curtis Duane Hamilton located?

Curtis Duane Hamilton is based in ESCONDIDO, California, last registered with TRI-AD CAPITAL MANAGEMENT, INC..

How does Curtis Duane Hamilton charge for services?

Curtis Duane Hamilton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRI-AD CAPITAL MANAGEMENT, INC.?

TRI-AD CAPITAL MANAGEMENT, INC. has approximately 5 employees and manages $449M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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